Equity Broking

We offer equity broking services to individuals, family offices and institutions backed by cutting-edge technology. Transparency and integrity are at the core of everything we do. You can trust us to provide unbiased advice and best in class trade execution

ACCOUNT CREATION

1. We will reach out to you through your Relationship Manager with the opening documents.

2. We verify your existing KYC documents.

3. A final check before setting up your account.

4. You will receive your account activation details, along with a copy of the account opening
documents.

5. Access your account online within minutes.

OUR TEAM

BugleRock Capital Private Limited

Names and contact details of all Key Managerial Personnel including the Compliance Officer-

GRIEVANCES

1. Contact our Customer Care via email, phone or at the branch.
2. Details pertaining to the complaint collected by customer care team.
3. Reference/Ticket Number issued to the client.
4. Based on the severity, discussion with the management and post discussion, issue resolved with the client.

o3 Securities Private Limited

Stock Broker (NSE & BSE) for Retail Broking Operations having SEBI Registration No.: INZ000291332 and Depository Participant (DP) Operations having SEBI Registration No.: IN-DP-533-2010

o3 Securities Private Limited

AMFI-registered Mutual Fund Distributor (ARN 79196)

Registered Stock Broker with SEBI (SEBI Regd. INZ000291332) Member of NSE for Capital Markets and F&O segments and BSE Cash Segment

Registered Depository Participant with SEBI (CDSL DP-ID IN-DP-533-2010)

Registered Portfolio Manager with SEBI (SEBI Regd. INP000005430)

Registered Office Address:

Branch Office Address

Investor Complaint Handling

For any grievance or dispute please contact us at the above address and phone number or send us an email to.

helpdesk@buglerock.asia.

Portfolio Management Services and Research Services: In case of any grievance / complaint, please contact the Compliance Officer or the CEO.

Broking and Demat:Complaint Filing Process 

In case you are not satisfied with the response, you may contact the stock exchanges or depository directly:

exchanges or depository directly:

If you are not satisfied with the response, you can further lodge your grievances with SEBI at SCORES or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.

SCORES Website link: https://scores.gov.in/scores/Welcome.html

SCORES Mobile App (Android): https://play.google.com/store/apps/details?id=com.sebi.invedu

SCORES Mobile App (IOS): https://apps.apple.com/in/app/sebiscores/

id1493257302

Client Bank Details (Up streaming Client Nodal Bank Account -USCNBA):

Investors are requested to note that Stock broker o3 Securities Private Limited is permitted to receive money from investors through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA).

o3 Securities Pvt. Ltd. is also required to disclose these USCNB accounts to the Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.”

Investor Awareness

Trading and investments in Securities are subject to market risk, there is no assurance or guarantee of returns.

Please read the PMS Disclosure Document, Risk Disclosure Document and Dos and Don’ts prescribed by the Exchanges and Mutual Fund Offer Documents carefully before investing.

e-Voting: To participate in the process of e-Voting, please click on the following links: https://evoting.nsdl.com/ or https://www.evotingindia.com/

Attention Investors:

i. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No need to worry about the refund either, as the money remains in the investor’s account.

ii. Prevent Unauthorized Transactions in your demat and broking account −> Update your mobile numbers/email IDs with your stock brokers and depository participants. Receive information of your transactions directly from Exchange & CDSL on your mobile/email at the end of the day….. Issued in the interest of Investors. (Ref Circular No: NSE/INSP/27346, BSE/ 20140822-30, CDSL 2014/94/97 & 2015 / 104).

iii. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

CIN: U67120KA2008PTC047749 | SEBI Reg. No’s: PMS:INP000005430 | NSE(Cash & FNO), BSE(Cash): INZ000291332 | CDSL:IN-DP-CDSL-533-2010 | ARN no. 79196

For queries or grievances :

helpdesk@buglerock.asia

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Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed SEBI prescribed limit. Please refer the Risk Disclosure Document issued by SEBI and go through the Rights and Obligations and Do’s and Dont’s issued by Stock Exchanges and Depositories before trading on the Stock Exchanges. Before investing in the asset class consider your investment objectives, level of experience and risk appetite carefully.

Mutual funds disclaimer: Mutual Fund investment are subject to market risk. Read all the scheme related documents carefully before investing. For more details Click Here

Online Dispute Resolution Common Portal named SMART ODR is now live and can be accessed through the URL: https://smartodr.in/login

MASTER CIRCULAR FOR ONLINE DISPUTE RESOLUTION issued by SEBI dated July 31, 2023 Click Here

IN: U67120KA2008PTC047749 | SEBI Reg. Nos: PMS: INP000005430 | NSE (Cash & FNO), BSE(Cash): INZ000291332 | CDSL: IN-DP-CDSL-533-2010 | RIA INA200012674 | ARN No. 79196

For queries or grievances:helpdesk@buglerock.asia | policies | Diclousure | Disclaimer

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