Equity Broking
INTRODUCTION
BugleRock Capital Private Limited (formerly known as o3 Securities Private Limited) is a Securities and Exchange Board of India (SEBI) registered Stock Broker and Depository Participant, dedicated to providing clients with reliable trading and DP services.
Built on a strong foundation of experience and client-centric values, BugleRock has been shaped by a team that has successfully guided investors through multiple market cycles.
We cater to individuals, family offices, and institutional investors, offering seamless equity broking services supported by robust technology infrastructure and efficient operational processes.
At BugleRock, transparency, integrity, and investor protection remain central to all our interactions. We are committed to ensuring that our clients have access to a secure platform for executing trades and holding securities, with full confidence in the safety and reliability of our trading and custody framework (DP).
Disclaimer: BugleRock Capital Private Limited, in its capacity as a SEBI-registered Stock Broker and Depository Participant, offers only trading and custody services. The entity does not provide investment advice, portfolio management, or any form of assured returns under these licenses.
About Us
| Sr. No. | Name of the Individual | Designation | Mobile Number | Email Id |
|---|---|---|---|---|
| 1 | Mr. Shyam Sunder Shenthar | Designated Director | + 91 9945240000 | shyam@buglerock.asia |
| 2 | Mr. Sudeep Srikantaswamy | Designated Director | + 91 9845539171 | sudeep.s@buglerock.asia |
| 3 | Mr. Manoj Shenoy | Director & CEO | +91 9980455144 | manoj.shenoy@buglerock.asia |
| 4 | Mr. Sudhindranath Pai | Director | + 91 9902566033 | sudhindranath.pai@buglerock.asia |
| 5 | Mr. Devender Kumar Pathak | Compliance Officer (Broking) | + 91 9008716644 | devender.p@buglerock.asia |
| 6 | Mr. Bharat Sharda | Compliance Officer (DP) | + 91 9820187555 | bharat.sharda@buglerock.asia |
| 7 | Ms. Neha Sharma | Company Secretary | + 91 9131487806 | neha.s@buglerock.asia |
OUR SERVICES
At Buglerock Capital, we provide a comprehensive range of financial solutions designed to meet the diverse needs of our clients. With a focus on trust, transparency, and innovation, we offer expert services to help you manage, grow, and safeguard your investments.
- Broking
- Depository Participant
Broking
Buglerock Capital Private Limited has obtained membership of National Stock Exchange of India Limited and BSE Limited.
The Company's business, amongst other things, is to trade in securities and derivatives and undertake all associated activities relating to its broking business.
SEBI Regn No: INZ000291332 (Member of BSE Limited and National Stock Exchange of India Limited (CM, F&O)).
Depository Participant
Buglerock Capital Private Limited is registered as a depository participant with Central Depository Services (India) Limited and provides DP services to its clients.
SEBI Regn no: IN-DP-764-2024
Downloads and Communication
Procedure for opening account & Flowchart
- The relationship manager will approach the client who wishes to open trading and/or demat account with BugleRock Capital Private Limited.
- Upon receipt of the duly filled and signed form along with supporting documents, the same will be submitted by the relationship manager to the account opening team.
- After due diligence, KYC adequateness by validating with KRA and CKYC, the UCC details of the client will be uploaded by the account opening team to the concerned stock exchanges.
- The client will be informed about set-up of the account and other details through a welcome letter.
- The client will now be ready to trade on the exchange(s) subject to fulfilment of the required margin requirement prior to placing trades.
Client Registration Documents in Vernacular Language
Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don'ts) in Vernacular Language:
Note: "This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail."
List of Active Client Bank Accounts
Pursuant to (i) BSE Notice No. 20230201-05 dated 01-Feb-2023 & 20230127-42 dated 27-01 2023 read with BSE Notice No. 20160927-41 dated 27-Sep-2016 AND (ii) NSE Circular No. NSE/INSP/55402 dated 27-Jan-2023 read with NSE Circular No. NSE/INSP/2016/33276 dated 27-Sep-2016, the details of active client bank accounts of BugleRock Capital Private Limited are as under:
BANK NAME -- HDFC Bank Limited
BANK ACCOUNT NO -- 05230340001063
ACCOUNT HOLDER NAME -- BugleRock Capital Private Limited – USCNBA
iFSC CODE -- HDFC0000523
| Bank Name | Bank Account No | ACCOUNT HOLDER NAME | IFSC CODE |
|---|---|---|---|
| HDFC Bank Limited | 05230340001063 | BugleRock Capital Private Limited – USCNBA | HDFC0000523 |
| ICIC Bank Limited | 000205018283 | BugleRock Capital Private Limited – USCNBA | ICIC0000002 |
Note: "Investors are requested to note that Stock broker "BugleRock Capital Private Limited" is permitted to receive/pay money from/to the investor through designated bank accounts only named as client bank accounts. Stock Broker " BugleRock Capital Private Limited " is also required to disclose these client bank accounts to Stock Exchanges. Hence, you are requested to use the following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under "Know/Locate your Stock Broker" on NSE Website and under "Member Directory" on BSE Website.
Investor information
Investor charter
Investor Complaints Data
Dear Investor,
In case of any grievance / complaint against:
BugleRock Capital Private Limited
SEBI Regn No.:
INZ000291332 (BSE CM, NSE CM & F&O)
IN-DP-764-2024 (CDSL)
Please note the Investor Grievance E-Mail ID: helpdesk@buglerock.asia
In compliance with SEBI Circular No. MRD/DOP/Dep/SE/Cir-22/06 dated 18-DEC-2006, BUGLEROCK CAPITAL PRIVATE LIMITED (BUGLEROCK CAPITAL) registered as a Stock Broker, do hereby designate helpdesk@buglerock.asia as a single, centralized and exclusive email ID of the Grievance Redressal Division / Compliance Officer of the Company, exclusively for the purpose of registering complaints/concerns by investors for Broking and DP operations. Investors are requested not to send emails of general queries on the said email ID.
BugleRock Capital shall take genuine investor grievances seriously and shall resolve them with the best possible efforts and in a timely manner.
Please contact the Compliance Officer(s):
| Mr. Devender Kumar Pathak Compliance Officer(Broking) E-Mail: devender.p@buglerock.asia Phone: +91 080 6902 9000 Mob: +91 90087 16644 |
Mr. Bharat M Sharda Compliance Officer (Depository Participant) E-Mail: bharat.sharda@buglerock.asia Phone: +91 22 69251024 Mob: +91 98201 87555 |
|
You
may also approach the Whole Time Director
Mr. Sudeep Srikantaswamy E-Mail: sudeep.s@buglerock.asia Phone: +91 080 6902 9000 |
|
Mr. Devender Kumar Pathak
Compliance Officer (Broking)Mr. Bharat M Sharda
Compliance Officer (Depository Participant)You may also approach the Whole Time Director
Mr. Sudeep Srikantaswamy
If you are not satisfied with the response of Buglerock Capital Private Limited, you may lodge a complaint with the following:
| Exchange | Website | Contact No | Email Id |
|---|---|---|---|
| BSE Limited (BSE) | www.bseindia.com | +91 22 2272 8097 | is@bseindia.com |
| National Stock Exchange of India Limited (NSE) | www.nseindia.com | 1800 22 00 58 | ignse@nse.co.in |
| Central Depository Services (India) Limited (CDSL) | www.cdslindia.com | 1800 22 5533 | complaints@cdslindia.com |
- Filing Complaints On SCORES - Easy & Quick: Register on SCORES 2.0 portal (https://scores.sebi.gov.in/)
- Mandatory Details For Filing Complaints On SCORES- Name, PAN, Address, Mobile Number, E-Mail ID
- Benefits- Effective Communication & Speedy redressal of the grievances
Investor Grievance Redressal Escalation Matrix for Buglerock Capital Private Limited (Formerly known as o3 Securities Private Limited) - Stock Broker (NSE & BSE) for Retail Broking Operations having SEBI Registration No.: INZ000291332 and Depository Participant (DP) Operations having SEBI Registration No.: IN-DP-764-2024
Dear Investor,
In case of any grievances or complaints against our services, please note our exclusive e-mail id: helpdesk@buglerock.asia
The escalation matrix for Investor Grievance Redressal is as follows:
| Levels | Details of | Contact Person | Address | Direct Contact No. | Email Id | Operational/Working Hours |
|---|---|---|---|---|---|---|
| 1 | Senior Manager | Ms. Malathi Anand | Prestige Takt, 1st Floor 23, Kasturba Road Cross, Bangalore - 560001 Karnataka, India |
080-6902 9000 | malathi.a@buglerock.asia | Working Hours: Monday to Friday Timing: 9.00 am to 6:30 pm excluding public holidays |
| 2 | AVP Operations | Mr. Rajashekhar | Prestige Takt, 1st Floor 23, Kasturba Road Cross, Bangalore - 560001 Karnataka, India |
080-6902 9000 | rajashekhar.v@buglerock.asia | |
| 3 | Compliance Officer | Mr. Devender Kumar Pathak (Broking Operations) | Prestige Takt, 1st Floor 23, Kasturba Road Cross, Bangalore - 560001 Karnataka, India |
080-6902 9000 | Devender.p@buglerock.asia | |
| 4 | Compliance Head and Compliance Officer | Bharat Sharda (DP Operations | Prestige Takt, 1st Floor 23, One World Center, Tower 2, Office No 802, 8th Floor, Senapati Bapat Marg, Elphinstone Road West, Mumbai – 400 013 Maharashtra, India |
022 6925 1024 | Bharat.s@buglerock.asia | |
| 5 | Whole Time Director | Mr. Sudeep Srikantaswamy | Prestige Takt, 1st Floor 23, Kasturba Road Cross, Bangalore - 560001 Karnataka, India |
080-6902 9000 | Sudeep.s@buglerock.asia | Working Hours: Monday to Friday Timing: 9.00 am to 6:30 pm excluding public holidays |
In the absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with the following:
| Sr. No. | Regulat / Exchange / DP | Web Link |
|---|---|---|
| 1 | NSE | https://investorhelpline.nseindia.com/NICEPLUS/ |
| 2 | BSE | https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx |
| 3 | CDSL | https://www.cdslindia.com/Footer/grievances.aspx |
| 4 | SEBI | https://scores.sebi.gov.in/ |
Please quote your Service Ticket/Complaint Ref No. while raising your complaint at the SEBI SCORES/Exchange portal.
VERIFICATION PROCESS COMPLETE. COMPLAINT NUMBER SENT TO CLIENT EMAIL.
Prevent Unauthorized Transactions in your demat account:
Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day .............. issued in the interest of investors.
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
Attention Investors
- Stock Brokers can accept securities as margin from clients only by way of a pledge in the depository system w.e.f. September 1, 2020.
- Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create a pledge.
- Pay 20% upfront margin of the transaction value to trade in the cash market segment.
- Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
- Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
- Prevent Unauthorized Transactions in your demat account -> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day ............. issued in the interest of investors.
- SEBI Investor web-site: https://investor.sebi.gov.in
Advisory for Investors
- Investors are advised not to blindly follow the unfounded rumours, tips given in social networks, SMS, WhatsApp, Blogs etc. and invest only after conducting an appropriate analysis of respective companies.
- Beware of fraudster entities operating throughout India and sending bulk messages on the pretext of providing investment tips and luring investors to invest with them in their bogus firms by promising hefty profits.
Beware of unauthorized collective investments/portfolio management/fixed/guaranteed/regular returns/ payments/capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. - Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within the last 30 calendar days. Please note that in case of default of a Member, a claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
- Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of the declaration of the trading member as a defaulter, the claims of clients against such a defaulter member would be subject to norms for eligibility of claims or compensation from IPF to the clients of the defaulter member. These norms are available on the Exchange website at the following link: NSE - Defaulter Information & BSE - Claim against Defaulter
- Brokers are not permitted to accept the transfer of securities as a margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of 'margin pledge', created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
- Always keep your contact details viz. Mobile number/Email ID updated with the stock broker to prevent unauthorised transactions in your account. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records and to receive information of your transactions directly from Exchange on your email/mobile at the end of the day. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
- Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
- Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by the broker and immediately raise a concern to the exchange if you notice a discrepancy.
- Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.
- KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
Segregation of Client Collateral
With a view to providing visibility of client-wise cash and non-cash collateral at TM, CM and Clearing Corporation (CC) levels, daily reporting of such collaterals to CC is put in place by us in compliance with SEBI Circular SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated 20 July 2021 read with NCL circular nos. NCL - CMPL - 49348 dated 20 August 2021, NCL-CMPL-49640 dated 17 Sept 2021 and NCL and ICCL Circular nos. 20210823-44 dated 23 August 2021, 20210917-56 dated 17 Sept 2021 and 20211001-58 dated 1 Oct 2021. Clients can register on URL Client Collateral Registration
Segregation of Client Collateral
Awareness on Rights Entitlement (SEBI Circular SEBI/HO/CFD/DIL2/CIR/P/2020/13 dated 22 Jan 2020 & SEBI/HO/CFD/SSEP/CIR/P/2022/66 dated 19 May 2022)
Links to e-Voting facility provide by listed entities (SEBI Circular SEBI/HO/CFD/CMD/ CIR/P/2020/242 dated 09-Dec-2020)
Precautions for clients dealing in Options
With reference to the below-mentioned circulars on precautions for clients dealing in options, we would like to inform you that the exchange has advised us to create awareness amongst the clients/investors to sensitise and avoid practices like:
• Sharing of trading credentials - login id & passwords including OTP's.
• Trading in leveraged products like options without proper understanding, which could lead to losses.
• Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks.
• Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc.
• Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencer.
Annexure-I: Risk disclosures
Source:
“Saa₹thi” App
The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts.
It includes financial calculators and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.
The “Saa₹thi” app is available for download on Google Play Store and the iOS App Store. logo of a plant growing on books
Google Play Store: https://play.google.com/store/apps/details?id=com.sebi.invapp
iOS App Store: https://apps.apple.com/in/app/saa%E2%82%B9thi/id1589426387
Voluntary freezing/blocking of trading accounts
Process For Voluntary Freezing/ Blocking the Online access of the Trading Account:
A. In case of any suspicious activity being observed by the client, the client can raise a request for voluntary freezing / blocking the online access of the Trading Account, by intimating through following modes:
- Sending an e-mail on stoptrade@buglerock.asia from registered e-mail id.
- Web link: https://www.buglerock.asia/equity-broking/
- Calling on +91 080 69029000
B. On receipt of request from client, the request will be validated to ensure that the request placed is a genuine one.
C. After validation of the request, acknowledgement will be provided to the client and online access of the client's trading account will be freezed /blocked and all the pending orders will be cancelled.
D. The Confirmation of the freezing/blocking of the clients trading account will be sent on the registered mobile number and e-mail id of the client.
E. The details of open positions (if any) will also be communicated to the client along with contract expiry information within one hour from the freezing/blocking of the trading account.
F. Buglerock Capital will maintain the appropriate records/logs including, but not limited to, request received to freeze/block the online access of trading account, confirmation given for freezing/blocking of the online access of the trading account and cancellation of pending orders, if any, sent to the clients.
Timelines for freezing/ blocking of the online access of the clients’ trading account is as under:
| Scenario | Timelines for issuing acknowledgement as well as freezing / blocking of the online access of the trading account |
|---|---|
| Request received during the trading hours1 and within 15 minutes before the start of trading. | Within 15 minutes2 |
| Request received after the trading hours and 15 minutes before the start of trading | Before the start of next trading session |
1.Trading hours shall be as follows: Capital Market Segment: 9:15 a.m. to 3:30 p.m., Equity Derivatives Segment: 9:15 a.m. to 3:30 p.m., Currency Derivatives Segment: 09:00 a.m. to 05:00 p.m., Commodity Derivatives Segment: 09:00 a.m. to 11:30 p.m.
2.To begin with, the time limit of 15 minutes is being specified for the purpose of issuing acknowledgement as well as freezing/blocking of the online access of the trading account. This time limit shall be contracted after a review in the next six months after the date of its applicability to enhance protection of investors from suspicious activities.
If you wish to freeze / block your trading account through website, please fill in the below mentioned details and click on submit:
Re-enabling the client for online access of the trading account:
A. The online access of trading account will be reenabled after carrying out necessary due diligence including validating the client request and unfreezing / unblocking the online access of the trading account. The process for re-enablement is as under:
• Client can raise a request for voluntary freezing / blocking the online access of the Trading Account, by intimating through following modes:
• Sending an e-mail on stoptrade@buglerock.asia from registered e-mail id.
• Calling on +91 80 690 20000
B. On receipt of request from client, the request will be validated to ensure that the request placed is a genuine one.
C. After validation of the request, acknowledgement will be provided to the client and online access of the client's trading account will be unfreezed /unblocked.
D. The Confirmation of the unfreezing/unblocking of the clients trading account will be sent on the registered mobile number and e-mail id of the client.
Account Creation
01
KYC Application
We will reach out to you through your Relationship Manager with the opening documents.
02
Document Verification
We will verify your existing KYC documents (pan card, identity proof, address proof etc.)
03
Account Activation
A final check before setting up your account.
04
KYC Checks
You will receive your account activation details, along with a copy of the account opening documents.
05
Review your Account
Access your account online within minutes.
Meet Our Team
Guided by Experience, Driven by Expertise
Guided by Experience, Driven
by Expertise
Our team of visionaries and experts brings precision, insight, and dedication to guiding your financial future.
| Sr. No. | Name of the Individual | Designation | Mobile Number | Email Id |
|---|---|---|---|---|
| 1 | Sudeep Srikantaswamy | WHOLE TIME DIRECTOR | 9845539171 | sudeep.s@buglerock.asia |
| 2 | Shyam Sunder Shenthar | Director | 9945240000 | shyam@buglerock.asia |
| 3 | Devender Kumar Pathak | Compliance Officer | 9008716644 | devender.p@buglerock.asia |
Griveances
There are totally 4 steps to follow
01
Connect our Customer Care
Contact our Customer Care via email, phone or at the branch.
02
Issue Identification
Contact our Customer Care via email, phone or at the branch.
03
Receive a Ticket Number
Contact our Customer Care via email, phone or at the branch.
04
Review your Account
Based on the severity, discussion with the management and post discussion, issue resolved with the client.
The escalation matrix for Investor Grievance Redressal for Retail Broking and DP Operations is as follows
| Details of | Contact Person | Address | Contact No. | Email Id |
|---|---|---|---|---|
| Customer care | Pranitha G | No.5 Crescent
Road High Grounds Bengaluru-560001 |
+91 80 4241 0000
Ext: 204 |
helpdesk@buglerock.asia |
| Head of Customer care | Malathi Anand | No.5 Crescent
Road High Grounds Bengaluru-560001 |
+91 80 4241 0000
Ext: 126 |
Malathi.anand@buglerock.asia |
| Compliance Officer | Devender Kumar Pathak | No.5 Crescent
Road High Grounds Bengaluru-560001 |
+91 80 4241 0014 | devender.pathak@buglerock.asia |
| CEO | Manoj Shenoy | No.5 Crescent
Road High Grounds Bengaluru-560001 |
+91 80 4241 0000
Ext: 102 |
compliance@buglerock.asia |
BugleRock
Stock Broker (NSE & BSE) for Retail Broking Operations having SEBI Registration No.: INZ000291332 and Depository Participant (DP) Operations having SEBI Registration No.: IN-DP-764-2024
| Stock Broker Name | Registration Number | License Type | Registered office Address | Branch office Address (if any) | Contact Number | Email id |
|---|---|---|---|---|---|---|
| BugleRock | INZ000291332 | SEBI Registration Stockbroker | NO.5, CRESCENT ROAD, HIGH GROUNDS, BENGALURU – 560001, INDIA | – | +91 80 4241 0000 | helpdesk@buglerock.asia |
| IN-DP-764-2024 | Depository Participant | – | +91 80 4241 0000 | helpdesk@buglerock.asia |
BugleRock
AMFI-registered Mutual Fund Distributor (ARN 79196)
Registered Stock Broker with SEBI (SEBI Regd. INZ000291332) Member of NSE for Capital Markets and F&O segments and BSE Cash Segment
Registered Depository Participant with SEBI (CDSL IN-DP-764-2024)
Registered Portfolio Manager with SEBI (SEBI Regd. INP000005430)
Investor Complaint Handling
For any grievance or dispute please contact us at the above address and phone number or send us an email to. helpdesk@buglerock.asia.
Portfolio Management Services and Research Services: In case of any grievance / complaint, please contact the Compliance Officer or the CEO.
Broking and Demat: Complaint Filing Process
DP Operations: Complaint Filing Process
In case you are not satisfied with the response, you may contact the stock exchanges or depository directly:
| Sr. No. | Exchange / DP | Email Id | Contact No |
|---|---|---|---|
| 1 | National Stock Exchange of India Limited | ignse@nse.co.in | 1800 266 0058 |
| 2 | BSE Limited | dis@bseindia.com | 022 2272 8517 |
| 3 | Central Depository Services (India) Limited | complaints@cdslindia.com | 1800-22-5533 |
If you are not satisfied with the response, you can further lodge your grievances with SEBI at SCORES or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.
SCORES Website link: https://scores.sebi.gov.in/
SCORES Mobile App (Android): https://play.google.com/store/apps/details?id=com.sebi.invedu
SCORES Mobile App (IOS): https://apps.apple.com/in/app/sebiscores/id1493257302
Client Bank Details (Up streaming Client Nodal Bank Account -USCNBA):
Investors are requested to note that Stock broker o3 Securities Private Limited is permitted to receive money from investors through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA).
| Bank Name | Bank Account No | Account Holder Name | IFSC Code |
|---|---|---|---|
| HDFC Bank Limited | 05230340001063 | o3 Securities Private Limited – USCNBA | HDFC0000523 |
| ICICI Bank Limited | 000205018283 | o3 Securities Private Limited – USCNBA | ICIC0000002 |
Investor Awareness
Trading and investments in Securities are subject to market risk, there is no assurance or guarantee of returns. Please read the PMS Disclosure Document, Risk Disclosure Document and Dos and Don'ts prescribed by the Exchanges and Mutual Fund Offer Documents carefully before investing.
e-Voting: To participate in the process of e-Voting, please click on the following links: https://evoting.nsdl.com/ or https://www.evotingindia.com/
Attention Investors:
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No need to worry about the refund either, as the money remains in the investor's account.
- Prevent Unauthorized Transactions in your demat and broking account −> Update your mobile numbers/email IDs with your stock brokers and depository participants. Receive information of your transactions directly from Exchange & CDSL on your mobile/email at the end of the day..... Issued in the interest of Investors. (Ref Circular No: NSE/INSP/27346, BSE/ 20140822-30, CDSL 2014/94/97 & 2015 / 104).
- KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
CIN: U67120KA2008PTC047749 | SEBI Reg. No's: PMS:INP000005430 | NSE(Cash & FNO), BSE(Cash): INZ000291332 |IN-DP-764-2024 | ARN no. 79196
Disclaimer
Disclaimer:
Investment in securities market are subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed SEBI prescribed limit. Please refer the Risk Disclosure Document issued by SEBI and go through the Rights and Obligations and Do’s and Dont’s issued by Stock Exchanges and Depositories before trading on the Stock Exchanges. Before investing in the asset class consider your investment objectives, level of experience and risk appetite carefully.
Attention Investors:
- KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc., you need not undergo the same process again when you approach another intermediary.
- For Stock Broking Transaction & Depository Participant Transactions: ‘Prevent unauthorised transactions in your account –> Update your mobile numbers/email IDs with your Stock Brokers/Depository Participant. Receive information of your transactions directly from Exchange / Depository on your mobile/email at the end of the day…Issued in the interest of Investors.
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.
- Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website.
- Stock Broker can accept securities as Margin from Client only by way pledge in the Depository System w.e.f. Sepember 01, 2020
- Check your securities / MF / Bonds in the consolidated account statement issued by NSDL/CDSL every month. ………. Issued in the Interest of Investors
